All learning outcomes covered in 6.75 hours. Practical scenarios and practice exam questions. Concise study guide covering the full curriculum. Legally qualified, FASEA knowledgeable presenter experienced at teaching law and ethics.

The FASEA exam will not only test your ability to make the correct ethical choices but also require a strong knowledge and understanding of laws and regulations relevant to financial advisers.
The ground has certainly changed. New laws and ethical standards have been introduced. The obligations of advisers to clients and the profession changed in significant ways.

What is covered in the webinar recording

All FASEA's learning outcomes including the new legal and ethical requirements—in the context of passing the exam. Format: short PowerPoint talks with audience participation and interactive group work based on FASEA exam questions. This will ensure you receive and learn to apply the right knowledge and approach to obtain maximum marks.

Agenda: Origins of best interests duties and key concepts, FSRA and regulatory environment; Corporations Act 2001, FOFA, Royal Commission and 2017 changes; The exam, ethical frameworks, FASEA and the Code of Ethics; Consumer behaviour, Privacy, TASA, AML/CTF, Code of Ethics applied.

Package of materials needed for time-efficient study: In addition to recommended pre-reading, registrants will receive a hard copy of the Participant Handbook summarising the FASEA curriculum key aspects (99 pages), and package of source materials (including the key sections of Corporations Act 2001) needed for time-efficient study (115 pages).

Make the legal and ethical obligations part of your professional DNA.

Accredited for 6.75 Hours Continuing Professional Development by the Financial Planning Association of Australia: Regulatory compliance & consumer protection (2.5hrs) Professionalism & ethics (3.5hrs) Technical competence (0.75hr). See Testimonials page for attendee comments and feedback ratings.

Our Goals

Blue Path FASEA Exam preparation webinar | On demand recording.

The 6.75 hour On demand webinar recording is on Google Meet and accessed through your computer browser. It is stable and reliable with good quality audio. No additional software is required, just computer and internet connection.

Webinar recording can be accessed on demand at any time, stopped and restarted as desired.

Register by clicking the Register Now button at the top of this page.

• Webinar recording (with Participant Handbook): $295.
Unlimited access to the 2021 Blue Path FASEA Exam preparation webinar, recorded on Google Meet. Includes hard copy Participant Handbook sent by Express Post (Australian address required), PDFs of PowerPoint, updated Exercises and key third party readings.
• Webinar recording (no Participant Handbook): $175.
Unlimited access to the 2021 Blue Path FASEA Exam preparation webinar, recorded on Google Meet. Includes PDFs of PowerPoint, updated Exercises and key third party readings.
• Materials only package: $195.
Materials for self study sent by Express Post: hard copy Participant Handbook.

The Blue Path FASEA Exam preparation webinar recording provides the solid foundation in the important FASEA curriculum concepts, particularly in the Code of Ethics, necessary to pass the exam.

Certified by the FPA for 6.75 CPD points, the On demand recording is of the full day (9am–5pm) Webinar, featuring updated the agenda and content reflecting all changes in the law and guidance from FASEA.

No webinars currently scheduled

The webinar recording is attended from your desk or at home. The webinar format has received consistently high feedback scores—see Testimonials page.

The recording is of a true webinar—not a broadcast of a face to face workshop where the facilitator’s attention defaults to an in person audience. The facilitator is focussed solely on the webinar participants.

Registrants receive the Participant Handbook by Express Post on registration. Also, an emailed package of recommended reading PDFs, Exercises and Answers.

Get ready with an all-in-one webinar recording. Your complete package to pass the FASEA exam.

Our Goals

Our facilitator


Ethics & FASEA Legal Specialist
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Roger Patterson provides the ethics law expertise needed to address the new Code of Ethics established under FASEA’s revised qualifications for financial advisers. He has published articles on the FASEA Code of Ethics and been interviewed in the financial media and financial industry podcasts discussing FASEA issues. Married to a financial adviser, Roger has specialised in the field of ethics law for more than 20 years, and delivered training at Bond University on the Gold Coast and at the Queensland Law Society. Roger enjoys engaging audiences through discussions of case studies and socratic enquiry. He holds a Masters degree in the human science aspects of risk management, which underpin the behavioural understandings in the new FASEA guidelines. It’s these related skills and Roger’s knowledge of FASEA’s ethical rules and regulations which gives Blue Path the inside run in helping you pass this aspect of the FASEA exam. The complete package of support and guidance.

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