All learning outcomes covered in one day. Delivered through practical scenarios and practice exam questions. Concise study guide covering the full curriculum. Legally qualified, FASEA knowledgeable presenter experienced at teaching law and ethics.

The FASEA exam will not only test your ability to make the correct ethical choices but also require a strong knowledge and understanding of laws and regulations relevant to financial advisers.
The ground has certainly changed. New laws and ethical standards have been introduced. The obligations of advisers to clients and the profession changed in significant ways.

What you can expect in the workshop/webinar

All FASEA's learning outcomes covered including the new legal and ethical requirements—in the context of passing the exam. Format: short PowerPoint talks with audience participation and interactive group work based on FASEA exam questions. This will ensure you receive and learn to apply the right knowledge and approach to obtain maximum marks.

Agenda: Origins of best interests duties and key concepts, FSRA and regulatory environment; Corporations Act 2001, FOFA, Royal Commission and 2017 changes; The exam, ethical frameworks, FASEA and the Code of Ethics; Consumer behaviour, Privacy, TASA, AML/CTF, Code of Ethics applied.

Package of materials needed for time-efficient study: In addition to recommended pre-reading, attendees will receive a hard copy of the Participant Handbook summarising the FASEA curriculum key aspects (99 pages), and package of source materials (including the key sections of Corporations Act 2001) needed for time-efficient study (115 pages).

Make the legal and ethical obligations part of your professional DNA.

Accredited for 6.75 Hours Continuing Professional Development by the Financial Planning Association of Australia: Regulatory compliance & consumer protection (2.5hrs) Professionalism & ethics (3.5hrs) Technical competence (0.75hr). See Testimonials page for attendee comments and feedback ratings.

Our Goals
Announcements

Upcoming Blue Path FASEA Exam preparation webinar dates.

Google Meet is stable and reliable, with good quality audio. No additional software is required, just computer, internet connection and browser. Camera and microphone are recommended. Questions, answers and comments during the Webinar can be typed, using Chat. Login details are in the Google Calendar invitation sent out shortly before the Webinar.


Webinar: 9AM - 5PM (AEST) (morning and afternoon tea (15 mins), lunch (45 mins). Connection opens 8:45AM (AEST).

Register by clicking the Register Now button at the top of this page.

• Live webinar (see available dates): $485*
• Webinar recording: $545.**
• Materials only package: $260.***
* Includes all course materials: hard copy Participant Handbook sent by Express Post. PDF readings attached to Google Calendar invitation, including Exercises and PowerPoint. Please provide at least three business days' notice to receive hard copy materials before the Webinar. Australian address required.
** 28 days' access to January 2021 webinar recorded on Google Meet. Includes hard copy Participant Handbook sent by Express Post (Australian address required), PDFs of PowerPoint, updated Exercises and key third party readings.
*** Materials for self study sent by Express Post: hard copy Participant Handbook.

The Blue Path FASEA Exam preparation webinar provides the solid foundation in the important FASEA curriculum concepts, particularly in the Code of Ethics, necessary to pass the exam.

Certified by the FPA for 6.75 CPD points, the webinar consists of substantially the same full day (9am–5pm) agenda and content as Blue Path have offered monthly since the first FASEA Exams in mid 2019, with materials updated to reflect changes to the law and the latest guidance from FASEA.

Friday 25 June 2021

Webinar (ahead of 15 July to 20 July 2021 exam sitting)

Computer and internet connection required (camera and microphone optional but recommended).

3 business days' notice to receive hard copy materials before the Webinar.

Tuesday 24 August 2021

Webinar (ahead of 9 September to 14 September 2021 exam sitting)

Computer and internet connection required (camera and microphone optional but recommended).

3 business days' notice to receive hard copy materials before the Webinar.

Tuesday 19 October 2021

Webinar (ahead of 4 November to 9 November 2021 exam sitting)

Computer and internet connection required (camera and microphone optional but recommended).

3 business days' notice to receive hard copy materials before the Webinar.

The Webinar is attended from your desk or at home, and costs $485. The webinar format has received consistently high feedback scores—see Testimonials page.

It is a true webinar—not a broadcast of a workshop where the facilitator’s attention inevitably defaults to an in person audience. The facilitator is focussed solely on the webinar participants.

Participants receive the course materials by Express Post on registration. Also, an emailed package of recommended reading PDFs, Exercises and Answers.

The Webinar may be repeated i.e. attended again, for no charge.

Get ready with an all-in-one webinar. Your complete package to pass the FASEA exam.

Our Goals

Our facilitator

Roger

Ethics & FASEA Legal Specialist
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Roger Patterson provides the ethics law expertise needed to address the new Code of Ethics established under FASEA’s revised qualifications for financial advisers. He has published articles on the FASEA Code of Ethics and been interviewed in the financial media and financial industry podcasts discussing FASEA issues. Married to a financial adviser, Roger has specialised in the field of ethics law for more than 20 years, and delivered training at Bond University on the Gold Coast and at the Queensland Law Society. Roger enjoys engaging audiences through discussions of case studies and socratic enquiry. He holds a Masters degree in the human science aspects of risk management, which underpin the behavioural understandings in the new FASEA guidelines. It’s these related skills and Roger’s knowledge of FASEA’s ethical rules and regulations which gives Blue Path the inside run in helping you pass this aspect of the FASEA exam. The complete package of support and guidance.

Get in touch

Get on the path to passing!

Get in touch here (or fill out the Workshop Enquiry Form) and we'll get back to you as soon as possible.

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